| Organization | Type | Status | | Date | Cleared By | Remarks | Associated Documents |
| Chicago Climate Exchange, Inc. | ECM | Notification Filed | as of | 07/04/2003 | | Acknowledgement letter sent 09/09/03. Commodity Categories: Emission Allowances Remarks: Chicago Climate Exchange (CCX) subsidiary, Chicago Climate Futures Exchange (CCFE), was approved by the CFTC as a designated contract market (DCM) [ CFTC Approval Documents, Exchange Filings & Comments]. While the CFTC does not have oversight authority over CCX, it does have oversight authority over CCFE as a DCM. | 0 |
| GFI Group Inc. - EnergyMatch | ECM | Notification Filed | as of | 07/13/2007 | NYMEX; LCH; CCORP | Acknowledgement letter was sent 1/13/09. Commodity categories: Energy products and emissions credits and allowances. | 0 |
| HoustonStreet Exchange, Inc. | ECM | Notification Filed | as of | 06/27/2002 | NYMEX | Acknowledgement letter was sent 08/22/03. Commodity Categories: Energy Products (Crude oil, gasolines, jet fuel, diesel fuels) | 0 |
| ICAP Commodity and Commodity Derivatives Trading System | ECM | Notification Filed | as of | 06/13/2006 | | Acknowledgement letter was sent 09/01/06. Commodity Categories: Crude oil and oil/petroleum prod., fuel oil, gas oil, gasoline, naptha, diesel fuel, jet fuel, coal, emission allowances | 0 |
| ICAP Shipping Trading System | ECM | Notification Filed | as of | 08/15/2006 | | Acknowledgement letter was sent 09/01/06. Commodity Categories: Forward Freight Agreements | 0 |
| ICAPture | ECM | Notification Filed | as of | 02/26/2007 | NYMEX; LCH; ICLR US | Acknowledgement letter was sent 09/01/06. Commodity Categories: Natural Gas and Cude Oil, and their derivatives | 0 |
| IntercontinentalExchange, Inc. | ECM | Notification Filed | as of | 12/27/2001 | LCH; CCORP; ICLREU1; ICLREU2 | On July 24, 2009, the Commission issued an order finding that the Henry Financial LD1 Fixed Price Contract (NG LD 1 contract) traded on the Intercontinentalexchange, Inc. (ICE), performs a significant price discovery function; this determination subjects ICE to all statutory and regulatory requirements applicable to registered entities, including certain core principles, with respect to the NG LD 1 contract. ICE submitted its written demonstration of compliance with core principles applicable to ECMs with SPDCs on October 22, 2009. Original ECM acknowledgement letter was sent 01/14/02. Commodity Categories: Precious Metals, Base Metals and Energy Products, and Petrochemicals | 7 |
| International Maritime Exchange | ECM | Notification Filed | as of | 06/15/2001 | NOS | Acknowledgement letter was sent 09/14/01. Commodity Categories: Freight Rates | 0 |
| LiquidityPort LLC | ECM | Notification Filed | as of | 09/27/2007 | | Acknowledgement letter was sent 11/12/08. Commodity categories: Energy and metal products. | 0 |
| Natural Gas Exchange, Inc. | ECM | Notification Filed | as of | 11/05/2002 | | Acknowledgement letter was sent 01/23/04. Commodity Categories: Energy Products | 0 |
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