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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:
Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 11/20/2009 11:11:54 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
ActionCFTC11/12/19924(c) Action: Proposed rulemaking amending Part 34 Regulations  0
ActionClearing Corporation, et al03/14/20054d Action: Implementation of Global Clearing Link Phase II CFTC has previously approved Phase I of a Global Clearing Link between CCorp and Eurex Clearing A.G. with respect to certain contracts traded on the Eurex exchange in Frankfurt. USFE and CCorp now request expansion of that arrangement to cover certain contracts traded on USFE only and also certain other contracts to be listed on both USFE and Eurex.9
ActionCME Clearing House07/27/20074(c) Action: Request for Relief from FCM Registration CFTC seeks public comment regarding a request for relief by the Chicago Mercantile Exchange Inc. on behalf of the China Foreign Exchange Trade System and National Interbank Funding Center (CFETS), pursuant to Section 4(c) of the Commodity Exchange Act, from the requirement that CFETS or its members register as futures commission merchants.3
ActionChicago Board of Trade (CBOT), et al06/30/19934(c) Action: Petition for Sec. 4(c) Contract Market Exemption  0
ActionOneChicago LLC Futures Exchange07/31/2008Petition for Rulemaking: Request to lower margin from 20% to 15% for SFPs  1
ActionAgora-X, LLC10/29/2008Petition for Rulemaking: Petition to amend Reg 35 to clear OTC ag swaps  1
ActionNorth American Derivatives Exchange, Inc.07/01/2009Request for Amended Order: Requests Amended DCM Order to Allow Intermediation09/21/2009 1
ActionCME Clearing House06/15/20094d Action: Request for a 4d Order re CME cleared CDS09/14/2009 5
ActionNorth American Derivatives Exchange, Inc.07/01/2009Request for Amended Order: Amended Order to Clear Intermediated Trades09/21/2009 1
ActionELX Futures, L.P.10/21/2009Request CFTC use CEA section 8a(7): Request that CFTC Stay CBOT Advisory ELX requests that the CFTC stay CBOT Advisory Notice RA0907-1, filed by CBOT under self-certification procedures on October 16, 2009.3
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